RegTech, or Regulatory Technology, is a form of technology used to help organizations comply with regulatory requirements and manage risk. It uses a range of tools, such as analytics and automation, to automate and streamline processes, reduce regulatory risk, and ensure compliance. It can be used across a range of industries, from banking and finance to healthcare.

Advice RegTech is an award-winning regulatory compliance technology company. Solutions are designed to support the needs of licensees, regulators and professional bodies to help pre-emptively improve financial advice compliance and oversight of best interest duty to consumers. Advice regtech was selected to showcase at the inaugural ASIC RegTech Showcase in September 2017, and at the 2019 Financial Advice File Symposium .

Regnology provides a full-service offering across the Regulatory Value Chain. We enable regulators, tax authorities, and firms regulated to increase the efficiency of their regulatory reporting, regulatory management, tax reporting, and data management processes. Our roots go back to 1993 when we started the development of our abacus platform for regulatory reporting .

HARPOCRATES is a regtech startup changing the way regulatory compliance is seen and managed globally. We are building a high performance digital regulatory rules engine with an API based delivery system. This will enable B2B-clients to implement regulatory requirements directly into their products, services and workflows .

PiChain is a regtech with the mission to make compliance sustainable. We research and develop deeptech systems that can proactively learn, solve and automate complex problems. This solves the problem of the service providers by simplifying digital inclusion, compliance and building trust through our technology solutions .

Regtech was founded in 1997 by one of the first “RegTech” entrepreneurs. The vision was to build technology that was easy to use, streamlined processes and delivered transparency and oversight. Through the provision of both Software as a Service (SaaS) and bespoke implementations (hosted or on-premise), we cater to firms both large and the more boutique variety .

SEBI modifies Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants. SEBI on June 07, 2022 has issued a circular on modification in cyber security and cyber resilience framework. The following paragraphs have been Substituted: 11. stock brokers / depository participants shall identify and classify critical assets based on their sensitivity and criticality for business operations, services and data management .

Id4 AG is incorporated in the canton of Lucerne, Switzerland. The company is led by a team of experienced professionals with 40+ years combined in-house and agency experience in delivering digital solutions for financial institutions. Our solutions and modules work for everyone from large financial institutions through to the smallest advisory businesses .

Built by practitioners turn compliance into a tool delivering profitability about us Founded by compliance and risk management professionals with well over 100 years experience. System takes into account the structural, policy and operational difficulties faced by different types of financial services firm of various sizes and complexity. Solution is available as a Saas or as an onsite solution .

RegEd is the market-leading provider of regtech enterprise solutions. The company has relationships with more than 200 enterprise clients. 80% of the top 25 financial services firms are among its enterprise clientele. RegEd’s proven, holistic approach to regtech meets firms where they are on the compliance and risk management continuum .

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