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RegEd serves more than 200 enterprise clients, comprising the nation's largest firms in financial services and beyond. The industry's most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. State Licensing, Appointment, CE and Registration Rules, Maintained by RegEd’s Regulatory Affairs Team. Thought leadership from industry and RegEd subject matter experts. This webinar provides an in-depth analysis of the most recent developments in branch inspection regulations and best practices. This session is designed to provide a comprehensive understanding of the impact and implications of the recently approved FINRA Remote Inspections Pilot Program and Residential Supervisory Location Proposals by the Securities and Exchange Commission (SEC). This webinar features Neil Katkov, PhD, Director of Risk at Celent, and RegEd Product Management leaders who provide an overview of the different challenges faced by the financial services industry in regards to marketing and advertising compliance.
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Resource - Webinar: Branch Audit Management: Enforcement Trends, Regulatory Developments and Best Practices in a Pandemic World - RegEd.com
Branch Audit Management: Enforcement Trends, Regulatory Developments and Best Practices in a Pandemic World Overview While branch oversight has changed dramatically amid the COVID-19 pandemic, regulators, including FINRA and the SEC, continue to expect firms to administer effective programs for overseeing branches and supervised individuals. This webinar featured an expert panel that provided an overview of relevant regulatory developments in this area, including the latest on how it is being viewed in light of the pandemic, as well as a practical industry perspective on how one leading firm is applying technology best practices to streamline the management of branch exams. […]
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Leading GRC Analyst Evaluates RegEd's CODE Enterprise Platform for Regulatory Change Management and other Core Compliance Functions - RegEd.com
RegEd, a leading provider of compliance technology to the financial services industry, has published an Analyst Report from GRC 20/20 Research, an independent analyst of governance, risk management, and compliance solutions (GRC). The report, authored by Michael Rasmussen, President of GRC 20/20, offers an objective evaluation of the CODE enterprise platform based on an extensive technical capabilities assessment and in-depth interviews with RegEd clients. The report describes CODE as delivering "an integrated and harmonized architecture to manage compliance in the context of today’s demanding requirements," and commends RegEd’s subject matter expertise as indicative of an “intimate understanding of regulatory change, […]
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Resource - Case Study: CUNA Mutual Group - RegEd.com
Description: The unprecedented circumstances of the COVID-19 pandemic have brought a wave of unexpected challenges for industry firms, including newly remote staff, fresh cybersecurity and technology risks and added obstacles to managing day-to-day compliance and business operations. A key component of successfully navigating these conditions is the ability to readily identify potential gaps and mitigate risk by communicating with employees, tracking attestation of understanding of new requirements, and flagging areas of potential risk for quick remediation. Download this Case Study to learn how RegEd’s Enterprise Compliance Questionnaires Solution Enables CUNA Mutual Group to Maintain Effective Compliance Oversight Amid COVID-19 Pandemic.
Where is BMRW & Associates located?
The company BMRW & Associates is located in Dover, Ohio, United States. It's worth noting that the company may has more corporate locations
How many employees does BMRW & Associates approximately have?
As of the latest available information BMRW & Associates has around 251-500 employees worldwide.
When was BMRW & Associates founded?
BMRW & Associates was founded in 2009
In which industries does BMRW & Associates mainly work?
The company BMRW & Associates has it's main focus in the industries of Finance and Insurance
What is the current company status of BMRW & Associates?
Based on the founding year and the amount of employees the company BMRW & Associates seems to be a Medium-Sized Company at the current state. Note that over time that status can change
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